Next-Generation Compliance
for the Private Capital
Markets

With networking and deal intelligence, all in one platform.

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Finalis in numbers

850+

Bankers & Placements Agents

225B+

in active deal flow

1020+

active private capital deals

$22B+

closed transactions

$218M+

average deal size

10x

faster

Trusted by 360+ leading financial institutions

Solutions for 
Investment Bankers & 
Placement Agents

Regulatory Affiliation
& Compliance

Make compliance a competitive advantage for your firm.

Stay Compliant

Deal 
Network

Access a curated network for opportunities suited to your expertise

Access Proprietary Deals

Workflow
Automation

Move at the speed of the deal with AI-powered workflows and tooling.

Automate your Workflow

Finalis Makes Firms

Safer

Reduce risk and regulatory burden with our FINRA-compliant registered broker-dealer services, automated oversight, and always-on support.

Faster

Close deals with less friction, powered by AI workflows and tools that will allow you to move through compliance with speed and confidence.

Smarter

Leverage comprehensive industry data, centralized workflows, and a real-time visibility to make better decisions.

More Profitable

Cut operational complexity and cost while finding new origination sources and connecting with the best counterparties for your deals.

The Finalis Ecosystem

Transforming private capital markets into an ecosystem that is efficient, automated, and data-driven.

For Bankers & Placement Agents

Demand more from your broker-dealer affiliation

For Investors

Access proprietary deal flow and acquisition opportunities vetted by experienced bankers

For Issuers

Raise capital or execute a successful exit with the right partner by your side

We want you to be our next success story  

Book a Meeting

"Finalis allows me to assemble the best expert working teams to meet my clients’ various investment banking needs on a global basis."

Yixin (Shing) Pan

XTVue, Inc.

"I have already connected with several bankers to collaborate on deals which greatly improves the timing and outcome. I look forward to interactions through this portal!"

Dale Sizemore

ConCap Global, LLC

"Great collaboration with other affiliates to represent a formidable team."

Jeb J. Altonaga

Clearglass Capital Partners

"Finalis looks for ways to partner with us above and beyond the standard broker/dealer partnership."

Testimonio N/A 2

Carlsquare

"A well needed change in the broker-dealer space."

Testimonio N/A 1

Peak

"There is real power in this model. I believe networking is one of the most important advantages of Finalis."

Christopher McGhee

McGhee Risk Capital, LLC

"The broader Finalis community is powerful. Finalis has basically created a collaboration space for individual firms, which gives us the collective power and resources of a much larger institution."

Billy Birdzell

Horatius Group