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Compliance

Series 7 Exam – Everything you need to know

Jan 15, 2025 - 5 min read

Discover everything you need to know about the Series 7 exam, a key credential for General Securities Representatives. Learn about eligibility, exam format, and how Finalis can sponsor your journey to success in the securities industry.
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Thematics

Dropping Out, Rocketing Up: The Affinity Startup Story

Jul 19, 2022 - 2 min read

Thematics

Starting a Boutique Investment Bank During a Pandemic

Jul 10, 2022 - 4 min read

Thematics

We’re fixing it.

Jul 06, 2022 - 4 min read

Financial Services

Women in Investment Banking: Challenges and Opportunities

Jun 25, 2022 - 3 min read

Compliance

On Finalis and FINRA

Jun 16, 2022 - 5 min read

Thematics

FinTech and the Future of Asset Management

Jun 03, 2022 - 4 min read

ESG

Impact Investing: Creating Positive Change

May 26, 2022 - 4 min read

Thematics

From the Military to Investment Banking

May 18, 2022 - 4 min read

Technology

Gene Therapy: The Next Medical Frontier, at Hand

Apr 28, 2022 - 5 min read

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This site is operated by Finalis, Inc. (“Finalis”), which is not a registered broker-dealer. Finalis does not give investment advice, endorsement, analysis or recommendations with respect to any securities. Neither Finalis nor any of its officers, directors, agents and employees makes any warranty, express or implied, of any kind related to the adequacy, accuracy or completeness of any information on this site or the use of information on this site. By accessing this site and any pages thereof, you agree to be bound by the Terms of Service and Privacy Policy. Certain services so designated are offered by Finalis Securities LLC, Member FINRA / SIPC and an affiliate of Finalis, located at New York, NY. Finalis Securities LLC does not make investment recommendations and no communication, through this website or in any other medium, should be construed as a recommendation for any security. Finalis does not provide legal, regulatory, accounting, insurance, tax or other similar professional advice and you should rely on your own counsel, accountants and similar advisors for such advice.